DS Compliance

Abuso de mercado (Reglamento de la Unión Europea)

Aviso técnico emitido por la Autoridad Europea de Valores y Mercados (ESMA)

03 février 2015

This advice provides:

  • Specification of the indicators of market manipulation
  • Minimum thresholds for the exemption of certain participants, in the emission allowance market from the requirement to publicly disclose inside information
  • Determination of the competent authority for notification of delays in public disclosure of inside information
  • Clarifications on the enhanced disclosure of managers’ transactions
  • Procedures and arrangements to ensure sound whistleblowing infrastructures

Next step:

  • ESMA technical standards to be issued in July 2015

For more information, please see the following link: